Emma Louise Sterland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities

    FRN 124255

    • [FCA CF] Material risk taker (since 22 Sep 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Investment Services Limited

    FRN 131816

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF18 Other Overall Responsibility (since 25 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (20 Aug 2025 to 14 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 25 Apr 2024)
    • [FCA CF] Significant management (23 Oct 2020 to 25 Apr 2024)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Dart Capital Limited

    FRN 137569

    • SMF18 Other Overall Responsibility (since 30 Apr 2025)
    • [FCA CF] Manager of certification employee (since 20 Dec 2024)
    • [FCA CF] Material risk taker (20 Aug 2025 to 9 Oct 2025)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED

    FRN 142989

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Significant management (since 21 Jul 2022)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • Evelyn Partners Asset Management Limited

    FRN 223074

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 21 Jul 2022)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Significant management (since 21 Jul 2022)
    • [FCA CF] Manager of certification employee (since 7 Jun 2022)
  • HFS Milbourne Financial Services Limited

    FRN 125051

    • SMF18 Other Overall Responsibility (since 25 Apr 2024)
    • [FCA CF] Manager of certification employee (5 Sep 2023 to 25 Apr 2024)
    • [FCA CF] Significant management (21 Jul 2022 to 25 Apr 2024)
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