Emma Louise Sterland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • SMF18 Other Overall Responsibility (since 25 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 25 Apr 2024)
    • [FCA CF] Significant management (23 Oct 2020 to 25 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2022)
    • CF30 Customer (20 Dec 2012 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 Apr 2026)
    • [FCA CF] Significant management (23 Oct 2020 to 1 Apr 2026)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Manager of certification employee (9 Feb 2024 to 30 Jun 2025)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Manager of certification employee (9 Feb 2024 to 8 Dec 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Nov 2003 to 17 Oct 2005)
    • CF22 Investment Adviser (Trainee) (23 May 2002 to 27 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.