Fraser Allonby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allonby + Partners Ltd

    FRN 923235

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Sep 2020)
    • Responsible for Insurance Distribution (since 9 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2020)
    • SMF3 Executive Director (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • CF30 Customer (5 Jan 2017 to 9 Sep 2020)
    • CF1 Director (AR) (5 Jan 2017 to 9 Sep 2020)
  • Allonby + Partners Ltd (no longer approved here)

    FRN 768229

    • Employed By (5 Jan 2017 to 9 Sep 2020)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (31 Jul 2009 to 28 Oct 2016)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF21 Investment Adviser (14 Feb 2003 to 13 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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