Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Wrenn

    IRN TXW01195

    • CF23 Corporate Finance Adviser (19 Nov 2003 to 31 Jan 2006)
  • Timothy Dominic Evans

    IRN TDE01008

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Timothy Holder

    IRN TCH01028

    • CF1 Director (1 Dec 2001 to 20 Aug 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Aug 2002)
  • Timothy James West Ashlin

    IRN TJA01033

    • CF23 Corporate Finance Adviser (16 Jun 2003 to 1 Oct 2004)
  • Timothy John Morris

    IRN TXM01229

    • SMF3 Executive Director (since 27 Jun 2024)
    • SMF1 Chief Executive (since 27 Jun 2024)
  • Timothy Leach

    IRN TXL01091

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF1 Director (15 May 2007 to 31 Jul 2008)
    • CF23 Corporate Finance Adviser (15 May 2007 to 31 Oct 2007)
  • Timothy Nicholas Blake Parker

    IRN TNP01009

    • CF30 Customer (29 May 2008 to 7 Oct 2011)
  • Tobias Stefan Gewolker

    IRN TSG01008

    • CF30 Customer (3 Apr 2013 to 21 Feb 2014)
  • Toby Hewitt

    IRN TXH01238

    • CF23 Corporate Finance Adviser (20 Mar 2003 to 27 Jun 2003)
  • Tom Kitchen

    IRN TXK00118

    • [FCA CF] Client dealing (5 Jul 2021 to 14 Oct 2022)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.