Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tosh Kojima

  IRN TXK01081

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (17 Aug 2010 to 8 Dec 2019)
• Tristan May

  IRN TXM00424

  • [FCA CF] Client dealing (since 10 Oct 2022)
• Valery Pugacheva

  IRN VXP00207

  • [FCA CF] Client dealing (since 6 May 2025)
• Vanessa Totah

  IRN VXT01079

  • CF30 Customer (22 Oct 2013 to 27 Aug 2019)
• Varun Sood

  IRN VXS00080

  • [FCA CF] Client dealing (18 Jan 2021 to 21 Sep 2023)
• Vera Kuehne

  IRN VXK01272

  • [FCA CF] Client dealing (1 Sep 2021 to 11 Feb 2022)
• Victor Fotopoulos

  IRN VXF00031

  • [FCA CF] Client dealing (since 13 Dec 2021)
• Victoria Ellen Jane Robertson

  IRN VER01003

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2002)
• Victoria Farrant

  IRN VXF00025

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Vincenzo Di Nicola

  IRN VXD01151

  • CF30 Customer (30 Jan 2012 to 10 Jul 2015)

No changes recorded yet.