Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vivek Chadha

    IRN VXC01305

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2025)
    • CF30 Customer (10 Aug 2016 to 8 Dec 2019)
  • Vladyslav Kovalenko

    IRN VXK00160

    • [FCA CF] Client dealing (since 6 May 2025)
  • Wendy Dianne Boxall

    IRN WDB01011

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2003)
  • Wilfried Schmidt

    IRN WXS01062

    • CF29 Significant management (5 Feb 2013 to 31 Mar 2014)
  • Will Thompson

    IRN CWT01013

    • CF1 Director (18 Mar 2009 to 22 Mar 2010)
    • CF30 Customer (18 Mar 2009 to 29 Dec 2010)
  • William Edward Godfrey

    IRN WEG01011

    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • William Farrow

    IRN WXF00078

    • [FCA CF] Client dealing (since 6 May 2025)
  • William Moss

    IRN WXM00093

    • [FCA CF] Client dealing (since 3 Aug 2020)
  • William Shaw

    IRN WXS52659

    • [FCA CF] Client dealing (since 22 Feb 2021)
  • Wolfgang Kazmierowski

    IRN WXK01050

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF1 Director (13 Jun 2003 to 22 Mar 2010)
    • CF23 Corporate Finance Adviser (13 Jun 2003 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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