Will Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard & Co., Limited

    FRN 114054

    • [FCA CF] Client dealing (since 13 Nov 2024)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 29 Jun 2004)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • CF30 Customer (17 Nov 2014 to 6 Mar 2016)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (18 Mar 2009 to 22 Mar 2010)
    • CF30 Customer (18 Mar 2009 to 29 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.