Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Xiaoping Li

  IRN XXL01022

  • CF30 Customer (27 Oct 2008 to 1 Oct 2009)
• Xing Liu

  IRN XXL00017

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Xinyue Li

  IRN XXL00021

  • [FCA CF] Client dealing (10 Oct 2022 to 10 Nov 2023)
• Xuyun Wu

  IRN XXW01052

  • CF30 Customer (2 Jul 2013 to 1 Oct 2014)
• Yaoyao Rebecca Wang

  IRN YXW21542

  • [FCA CF] Client dealing (since 14 Apr 2025)
• Yeon Myung Lee

  IRN YXL00106

  • [FCA CF] Client dealing (since 20 Mar 2024)
• Yoshimasa Nakamura

  IRN YXN00012

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
• Yousif Hanna

  IRN YXH00027

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Feb 2026)
• Youssef Bakiz

  IRN YXB00017

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
• Zachary Birrell

  IRN ZXB00068

  • [FCA CF] Client dealing (since 4 Apr 2025)

No changes recorded yet.