Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 27 Jun 2024)
    • SMF3 Executive Director (since 27 Jun 2024)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 2 Sep 2021)
    • CF30 Customer (18 May 2015 to 6 Mar 2016)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.