Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Corporate Advisory Limited
FRN 175853
- SMF1 Chief Executive (since 27 Jun 2024)
- SMF3 Executive Director (since 27 Jun 2024)
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- [FCA CF] Client dealing (31 Dec 2020 to 2 Sep 2021)
- CF30 Customer (18 May 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2015)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.