Thomas Wrenn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ECI Management Limited
FRN 812979
- [FCA CF] Client dealing (since 23 Nov 2021)
- [FCA CF] Material risk taker (since 23 Nov 2021)
ECI Partners LLP
FRN 211137
- SMF27 Partner (since 30 Jul 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (28 May 2008 to 6 Dec 2019)
- CF30 Customer (28 May 2008 to 6 Dec 2019)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF23 Corporate Finance Adviser (19 Nov 2003 to 31 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.