Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Synova LLP (no longer approved here)

    FRN 471173

    • SMF27 Partner (9 Dec 2019 to 15 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
    • CF4 Partner (3 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2014 to 8 Dec 2019)
  • Phoenix Equity Partners Limited (no longer approved here)

    FRN 147966

    • CF30 Customer (1 Nov 2007 to 3 Feb 2014)
    • CF27 Investment Management (1 Aug 2005 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (16 Jun 2003 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.