Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Kalmanowicz

  IRN HXK01152

  • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
  • CF23 Corporate Finance Adviser (3 Apr 2007 to 31 Oct 2007)
• Harry Lees-Buckley

  IRN HXL00091

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2021)
• Henry James Wells

  IRN HJW01036

  • CF30 Customer (1 Nov 2007 to 10 Jan 2014)
  • CF1 Director (22 Feb 2007 to 22 Mar 2010)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Henry Lewis Alexander Johnson

  IRN HLJ01014

  • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
  • CF23 Corporate Finance Adviser (2 Aug 2007 to 31 Oct 2007)
• Henry Swindell

  IRN HXS00165

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
• Hiroo Makino

  IRN HXM01560

  • CF30 Customer (13 May 2014 to 17 May 2017)
• Hoong Wey Woon

  IRN HWW01011

  • [FCA CF] Client dealing (1 Oct 2022 to 16 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Oct 2022 to 16 Sep 2025)
• Howard Eric Weller

  IRN HXW01202

  • CF30 Customer (16 Sep 2011 to 11 Jan 2013)
• Howard John Lack

  IRN HJL01012

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
  • CF1 Director (1 Dec 2001 to 20 Aug 2002)
• Hugo Olympio

  IRN HXO00027

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)

No changes recorded yet.