Henry Lewis Alexander Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Montagu Private Equity LLP
FRN 460940
- SMF27 Partner (since 7 Aug 2024)
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (1 Apr 2018 to 9 Dec 2019)
- CF30 Customer (10 Oct 2012 to 8 Dec 2019)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF30 Customer (1 Nov 2007 to 17 Jun 2011)
- CF23 Corporate Finance Adviser (2 Aug 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.