Howard Eric Weller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Feb 2025)
    • CF30 Customer (since 15 Feb 2025)
  • Howard Weller

    FRN 1026584

    • (1)Employed By (since 15 Feb 2025)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Dec 2023)
    • CF11 Money Laundering Reporting (13 Feb 2018 to 8 Dec 2019)
    • CF1 Director (13 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (22 May 2014 to 9 Oct 2014)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (16 Sep 2011 to 11 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.