Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugo Pellegrini

  IRN HXP01469

  • CF30 Customer (13 Jun 2016 to 29 Sep 2017)
• Iain Philip Paul Crawford

  IRN IPC01023

  • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
  • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
• Ian Richard Thomas

  IRN IRT01011

  • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)
  • CF1 Director (1 Dec 2001 to 28 Aug 2002)
• Iaya Al-Khafaji

  IRN IXA00054

  • [FCA CF] Client dealing (19 Apr 2021 to 10 Sep 2025)
• Ikuo Mori

  IRN IXM01372

  • CF1 Director (7 Aug 2009 to 22 Mar 2010)
• Ilya Bonhomme Gomez

  IRN IXB01405

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
• Ilya Gladenko

  IRN IXG00064

  • [FCA CF] Manager of certification employee (since 6 May 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ioanna Rozakea

  IRN IXR00073

  • [FCA CF] Client dealing (10 Oct 2022 to 31 Jan 2023)
• Isobel Hepsworth

  IRN IXH00087

  • [FCA CF] Client dealing (20 Apr 2020 to 30 Sep 2022)
• Jack Dessay

  IRN JXD01344

  • CF30 Customer (6 Jul 2012 to 23 Aug 2013)

No changes recorded yet.