Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacob Wright

    IRN JXW00489

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jake George Frank Banton

    IRN JXB04184

    • [FCA CF] Client dealing (since 12 Nov 2025)
  • Jakob Frans Folke Folkesson

    IRN JFF01048

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2023)
    • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
  • James Andrew Oliver

    IRN JAO01026

    • CF1 Director (1 Dec 2001 to 28 Feb 2002)
    • CF3 Chief Executive (1 Dec 2001 to 28 Feb 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Feb 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • James Craven

    IRN JXC02004

    • CF30 Customer (1 Nov 2007 to 2 Feb 2015)
    • CF23 Corporate Finance Adviser (18 May 2005 to 31 Oct 2007)
  • James Ellis Nichols

    IRN JEN01036

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Feb 2022)
    • CF30 Customer (19 Mar 2012 to 8 Dec 2019)
  • James Jack Dillon Ricketts

    IRN JJR01071

    • CF30 Customer (28 Oct 2008 to 6 Jun 2012)
  • James Jonathan Squires

    IRN JJS01137

    • CF30 Customer (10 May 2012 to 31 Jan 2013)
  • James Lee Repsch

    IRN JLR01111

    • CF30 Customer (19 May 2014 to 28 Aug 2018)
  • James Lewis Hurrell

    IRN JLH01166

    • CF30 Customer (12 Sep 2011 to 24 Aug 2012)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.