James Andrew Oliver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evercore Partners International LLP (no longer approved here)

    FRN 532714

    • CF10 Compliance Oversight (19 Aug 2011 to 14 Apr 2013)
    • CF11 Money Laundering Reporting (19 Aug 2011 to 14 Apr 2013)
    • CF30 Customer (19 Aug 2011 to 14 Apr 2013)
    • CF4 Partner (19 Aug 2011 to 14 Apr 2013)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (1 Dec 2001 to 28 Feb 2002)
    • CF3 Chief Executive (1 Dec 2001 to 28 Feb 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Feb 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.