Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Feb 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Oct 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (16 Dec 2003 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (1 Dec 2001 to 28 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.