CYGNUM CAPITAL ADVISORY LIMITED

Date authorised
16 May 2019
Companies House
11543029
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cygnum Capital Group,130-132 Buckingham Palace Road
    London
    Westminster
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +442073400400
    Web
    https://www.cygnumcapital.com

  • Complaints Contact

    Cygnum Capital Group,130-132 Buckingham Palace Road
    London
    Westminster
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +442073400400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Egerton-Warburton

    IRN CXE01055

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2023)
    • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2019 to 8 Dec 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Clemens Calice

    IRN CXC01417

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Daniel Hughes

    IRN DXH00221

    • SMF16 Compliance Oversight (since 2 Aug 2023)
    • [FCA CF] CASS oversight function (since 27 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2021)
  • James Doree

    IRN JXD02045

    • SMF3 Executive Director (since 28 Aug 2023)
    • [FCA CF] Significant management (since 27 Mar 2023)
    • [FCA CF] Client dealing (since 27 Mar 2023)
    • [FCA CF] Significant management (14 Feb 2021 to 18 Feb 2022)
    • [FCA CF] Client dealing (14 Feb 2021 to 18 Feb 2022)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Lars Humble

    IRN LOH01003

    • [FCA CF] Client dealing (1 Jan 2024 to 12 Sep 2025)
  • Martin Weber

    IRN MXW01316

    • SMF3 Executive Director (3 Jul 2023 to 27 Feb 2026)
  • Patrick Benjamin James German

    IRN PBG01006

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
  • Terence Christopher CANAVAN

    IRN TXC00121

    • SMF3 Executive Director (19 Jun 2021 to 8 Jul 2022)
  • Victoria Lucy Goodfellow

    IRN VLG01006

    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2021)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.