Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cygnum Capital Asset Management Limited
FRN 830100
- SMF3 Executive Director (since 26 Feb 2025)
- [FCA CF] Significant management (since 26 Sep 2024)
- SMF16 Compliance Oversight (since 2 Aug 2023)
- [FCA CF] CASS oversight function (since 27 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2021)
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CYGNUM CAPITAL ADVISORY LIMITED
FRN 829523
- SMF16 Compliance Oversight (since 2 Aug 2023)
- [FCA CF] CASS oversight function (since 27 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.