Cygnum Capital Asset Management Limited

• Principal Place of Business

  130-132 Buckingham Palace Road

  -

  London

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +442073400400

  Web

  https://www.cygnumcapital.com

• Complaints Contact

  Cygnum Capital Group, 130-132 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +442073400400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brock Hoback

  IRN BXH00287

  • [FCA CF] Material risk taker (since 26 Sep 2024)
  • [FCA CF] Client dealing (since 3 Apr 2023)
• Carmen de Castro

  IRN CXD00582

  • [FCA CF] Material risk taker (since 26 Sep 2024)
• Christopher Egerton-Warburton

  IRN CXE01055

  • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2023)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • CF1 Director (16 May 2019 to 8 Dec 2019)
• Clemens Calice

  IRN CXC01417

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Aug 2023)
  • CF10 Compliance Oversight (16 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • CF1 Director (16 May 2019 to 8 Dec 2019)
• Daniel Hughes

  IRN DXH00221

  • SMF3 Executive Director (since 26 Feb 2025)
  • [FCA CF] Significant management (since 26 Sep 2024)
  • SMF16 Compliance Oversight (since 2 Aug 2023)
  • [FCA CF] CASS oversight function (since 27 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2021)
• Enrico Nora

  IRN EXN00069

  • SMF3 Executive Director (8 Jun 2023 to 26 Sep 2024)
• Farai Sekeso

  IRN FXS14559

  • [FCA CF] Client dealing (27 Mar 2023 to 31 Jan 2024)
• Henry Guinness

  IRN HXG09700

  • [FCA CF] Material risk taker (14 Feb 2021 to 18 Feb 2022)
• James Doree

  IRN JXD02045

  • [FCA CF] Material risk taker (14 Feb 2021 to 14 Feb 2023)
  • [FCA CF] Significant management (14 Feb 2021 to 14 Feb 2023)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Janmartin Witte

  IRN JXW01093

  • [FCA CF] Material risk taker (since 1 Jul 2024)

No changes recorded yet.