James Doree

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CYGNUM CAPITAL ADVISORY LIMITED

    FRN 829523

    • SMF3 Executive Director (since 28 Aug 2023)
    • [FCA CF] Client dealing (since 27 Mar 2023)
    • [FCA CF] Significant management (since 27 Mar 2023)
    • [FCA CF] Client dealing (14 Feb 2021 to 18 Feb 2022)
    • [FCA CF] Significant management (14 Feb 2021 to 18 Feb 2022)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Cygnum Capital Asset Management Limited (no longer approved here)

    FRN 830100

    • [FCA CF] Significant management (14 Feb 2021 to 14 Feb 2023)
    • [FCA CF] Material risk taker (14 Feb 2021 to 14 Feb 2023)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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