Clemens Calice

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CYGNUM CAPITAL ADVISORY LIMITED

    FRN 829523

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Cygnum Capital Asset Management Limited

    FRN 830100

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2021)
    • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2019 to 8 Dec 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (10 Oct 2003 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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