Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CYGNUM CAPITAL ADVISORY LIMITED (no longer approved here)

    FRN 829523

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2021)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Nov 2010 to 12 Aug 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (24 Aug 2009 to 17 Aug 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 21 May 2009)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.