Date authorised
1 April 2013
Companies House
04056283
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Jubilee House
    Gosforth
    Newcastle-upon-Tyne
    NE3 4PL
    UNITED KINGDOM
    Phone
    +448003457365
  • Complaints Contact

    Jubilee House
    Gosforth
    Newcastle-upon-Tyne
    NE3 4PL
    UNITED KINGDOM
    Phone
    +448000556655

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Richard Gunn

    IRN ERG00004

    • CF28 Systems and controls (30 Jul 2010 to 12 Jan 2016)
  • Garry John Mulcahy

    IRN GJM01119

    • CF1 Director (14 Jan 2005 to 1 Jul 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 13 Jan 2006)
    • CF3 Chief Executive (14 Jan 2005 to 13 Jan 2006)
  • Gavin Smyth

    IRN GDS01105

    • SMF3 Executive Director (since 2 Apr 2026)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
  • Geoffrey Paul Howard

    IRN GPH01054

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Nov 2022 to 30 Sep 2025)
  • Gergely Mark Zaborszky

    IRN GXZ00002

    • SMF3 Executive Director (4 Mar 2025 to 31 Aug 2025)
  • Glenn Lee King

    IRN GLK01012

    • CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 31 Oct 2007)
  • Greg McDermott

    IRN GXM01328

    • CF15 Internal Audit (14 Jan 2005 to 24 Mar 2005)
  • Henry Jordan

    IRN HXJ01110

    • SMF3 Executive Director (since 1 Oct 2025)
  • Hugh Leathley Chater

    IRN HLC01007

    • SMF3 Executive Director (27 Mar 2020 to 17 Sep 2023)
    • Responsible for Insurance Distribution (27 Mar 2020 to 17 Sep 2023)
  • Iain David Smith

    IRN IDS01023

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2011)
    • CF1 Director (24 Jan 2006 to 31 Jan 2011)
    • CF13 Finance (19 Jul 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 24 Mar 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.