Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
- CF1 Director (2 Oct 2014 to 8 Dec 2019)
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- CF1 Director (14 Jan 2005 to 1 Jul 2007)
- CF3 Chief Executive (14 Jan 2005 to 13 Jan 2006)
- CF8 Apportionment and Oversight (14 Jan 2005 to 13 Jan 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (8 Sep 2003 to 1 Jul 2007)
- CF17 Significant Mgt (Other Business Operations) (8 May 2002 to 1 Sep 2003)
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- CF16 Significant Mgt (Desgntd Investment Business) (8 Sep 2003 to 28 Feb 2005)
- CF17 Significant Mgt (Other Business Operations) (8 May 2002 to 1 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.