Iain David Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2011)
    • CF13 Finance (9 Aug 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Jan 2004 to 9 Aug 2004)
  • Yorkshire Bank Home Loans Limited (no longer approved here)

    FRN 303825

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2011)
    • CF13 Finance (14 Feb 2006 to 31 Oct 2007)
  • CYB Intermediaries Limited (no longer approved here)

    FRN 305065

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2011)
    • CF1 Director (24 Jan 2006 to 31 Jan 2011)
    • CF13 Finance (19 Jul 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 24 Mar 2005)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF13 Finance (9 Aug 2004 to 28 Feb 2005)
    • CF10 Compliance Oversight (2 Jan 2004 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.