Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (18 Sep 2023 to 9 Apr 2024)
    • SMF6 Head of Key Business Areas (17 Apr 2019 to 17 Sep 2023)
  • Yorkshire Bank Home Loans Limited (no longer approved here)

    FRN 303825

    • SMF3 Executive Director (27 Mar 2020 to 17 Sep 2023)
  • CYB Intermediaries Limited (no longer approved here)

    FRN 305065

    • SMF3 Executive Director (27 Mar 2020 to 17 Sep 2023)
    • Responsible for Insurance Distribution (27 Mar 2020 to 17 Sep 2023)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Apr 2024)
    • CF2 Non Executive Director (15 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (2 Sep 2016 to 7 Jul 2017)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF1 Director (4 Sep 2015 to 6 Jun 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (3 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.