CURZON SECURITIES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marc Philipp Kauer
IRN PXK01107
- CF30 Customer (12 Mar 2012 to 16 Sep 2013)
Marco Ian Raffele Betti-Berutto
IRN MXB01550
- CF30 Customer (11 Feb 2009 to 18 Nov 2009)
Marie-Victoire Isabelle Diane Henin
IRN MIH01037
- CF30 Customer (31 Mar 2009 to 15 Apr 2016)
- CF11 Money Laundering Reporting (24 Jul 2008 to 1 Jul 2011)
- CF10 Compliance Oversight (24 Jul 2008 to 1 Jul 2011)
- CF1 Director (24 Jul 2008 to 15 Apr 2016)
Miles Kumaresan
IRN KXM01284
- CF30 Customer (1 Jul 2011 to 14 Jun 2012)
Pasquale Crispi
IRN PXC01313
- CF30 Customer (11 Feb 2009 to 1 Jul 2010)
Peter McSweeney
IRN PXM01349
- CF30 Customer (2 May 2011 to 3 Dec 2012)
Richard George Sell
IRN RGS01061
- CF30 Customer (5 Aug 2010 to 4 Jan 2013)
Richard John Stanbury Sharland
IRN RJS01206
- CF30 Customer (11 Feb 2009 to 8 Mar 2010)
Sean Patrick O'Neill
IRN SPO01015
- CF30 Customer (22 Jun 2009 to 1 Jul 2011)
Sonesh Laxmidas Ganatra
IRN SLG01039
- CF30 Customer (16 Dec 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Gamma Finance LLP (no longer appointed)
FRN 502373 · Appointed 15 Jun 2009 · Until 5 Mar 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.