Marc Philipp Kauer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 17 Dec 2024)
- [FCA CF] Manager of certification employee (since 3 Jul 2023)
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
Schroder Investment Management North America Limited
FRN 144543
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
AHL Partners LLP (no longer approved here)
FRN 593791
- CF30 Customer (27 Oct 2014 to 28 Sep 2018)
CURZON SECURITIES LIMITED (no longer approved here)
FRN 479694
- CF30 Customer (12 Mar 2012 to 16 Sep 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (10 Mar 2008 to 18 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.