CURZON SECURITIES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Steven John Cornwell
IRN SJC01217
- CF30 Customer (6 Jul 2010 to 31 Mar 2011)
Thomas Benjamin Cunnane
IRN TBC01013
- CF30 Customer (6 Jul 2010 to 4 Jan 2013)
William Sebastian Harrison-Wallace
IRN WSH01009
- CF30 Customer (25 Mar 2009 to 24 Jun 2009)
William Vassily Kolubayev
IRN VWK01002
- CF30 Customer (16 Sep 2013 to 19 Jan 2016)
Zafrul Bhuia
IRN ZXB01005
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (13 Jul 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Jul 2011 to 8 Dec 2019)
- CF30 Customer (23 Oct 2008 to 8 Dec 2019)
- CF3 Chief Executive (24 Jul 2008 to 8 Dec 2019)
- CF1 Director (24 Jul 2008 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Gamma Finance LLP (no longer appointed)
FRN 502373 · Appointed 15 Jun 2009 · Until 5 Mar 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.