Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CURZON SECURITIES LIMITED (no longer approved here)

    FRN 479694

    • CF30 Customer (2 May 2011 to 3 Dec 2012)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.