CULVER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

  Web

  https://www.culverfinancial.co.uk

• Complaints Contact

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Christopher Morris Biles

  IRN JCB01223

  • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
  • CF13 Finance (13 Oct 2006 to 31 Oct 2007)
  • CF1 Director (13 Oct 2006 to 30 Jun 2008)
• Kevin Eric Archer

  IRN KEA00003

  • CF30 Customer (26 Apr 2010 to 20 Jun 2012)
• Kevin Mitchell

  IRN KIM01013

  • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
  • CF22 Investment Adviser (Trainee) (18 May 2007 to 31 Oct 2007)
• Kim MacDonald Parkhouse

  IRN KMP00002

  • CF30 Customer (9 Dec 2010 to 10 Apr 2012)
• Lorna Ruth McNamara

  IRN LRM00009

  • CF21 Investment Adviser (26 Feb 2004 to 30 Sep 2004)
• Louise Jane Yeadon

  IRN LJY01009

  • CF30 Customer (1 Nov 2007 to 23 Mar 2009)
  • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
• Martin Cummins

  IRN MXC02143

  • CF30 Customer (5 Nov 2008 to 31 Dec 2009)
• Michael John Gilmer

  IRN MJG01213

  • CF30 Customer (27 May 2011 to 14 Feb 2013)
• Michael Stuart Hill

  IRN MSH00007

  • CF30 Customer (31 Jan 2011 to 24 Jun 2011)
• Nader Hoss

  IRN NXH00030

  • CF21 Investment Adviser (8 Dec 2004 to 10 Aug 2006)
  • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 8 Dec 2004)

• Culver Finance Limited (no longer appointed)

  FRN 828718 · Appointed 14 Dec 2018 · Until 23 Mar 2020

• North Row Capital LLP (no longer appointed)

  FRN 803787 · Appointed 9 Mar 2018 · Until 4 May 2018

• Ince Gordon Dadds Corporate Finance Limited (no longer appointed)

  FRN 771538 · Appointed 13 Feb 2017 · Until 22 Jan 2018

• James Stocks & Co (no longer appointed)

  FRN 692809 · Appointed 8 May 2015 · Until 1 Sep 2016

• IGD International LLP (no longer appointed)

  FRN 604592 · Appointed 17 Jul 2013 · Until 11 Oct 2017

• Hanover Financial Management Limited (no longer appointed)

  FRN 603811 · Appointed 5 Jul 2013 · Until 12 Jul 2023

• Culver Financial Advice Service Limited (no longer appointed)

  FRN 556589 · Appointed 20 Jul 2011 · Until 14 Feb 2013

• Culver Employee Benefit Consultants Limited (no longer appointed)

  FRN 556332 · Appointed 18 Jul 2011 · Until 12 Mar 2015

• Regent Wealth Management Ltd (no longer appointed)

  FRN 533550 · Appointed 14 Oct 2010 · Until 12 Feb 2013

• Culver Financial Consultancy Limited (no longer appointed)

  FRN 530668 · Appointed 26 Aug 2010 · Until 27 Jun 2013

No changes recorded yet.