Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 May 2013)
    • (2)Employed By (since 29 May 2013)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF30 Customer (27 May 2011 to 14 Feb 2013)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2002 to 4 Jun 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jan 2002 to 4 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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