Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 25 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
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- CF30 Customer (2 Apr 2012 to 14 Jan 2015)
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- CF30 Customer (7 Sep 2011 to 1 Apr 2012)
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- CF30 Customer (1 May 2011 to 2 Sep 2011)
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- Employed By (14 Apr 2011 to 14 Jan 2015)
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- CF30 Customer (31 Jan 2011 to 24 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.