Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF21 Investment Adviser (8 Dec 2004 to 10 Aug 2006)
    • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 8 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.