CULVER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

  Web

  https://www.culverfinancial.co.uk

• Complaints Contact

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul John Fox

  IRN PJF00024

  • CF1 Director (AR) (4 Oct 2010 to 23 Aug 2013)
  • CF30 Customer (4 Mar 2010 to 23 Aug 2013)
• Paul Jonathan Shackleton

  IRN PJS00168

  • CF30 Customer (2 Jul 2009 to 18 May 2010)
• Paul St. John Burley

  IRN PSB00016

  • CF1 Director (AR) (4 Oct 2010 to 23 Aug 2013)
  • CF30 Customer (31 Mar 2010 to 23 Aug 2013)
• Peter David Williams

  IRN PDW00007

  • CF30 Customer (20 Oct 2010 to 20 Jun 2012)
• Peter John Cook

  IRN PJC00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Peter Ralph William Lott

  IRN PRL00020

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2002)
• Richard Brazier

  IRN RSB00037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jun 2024)
  • Responsible for Insurance Mediation (22 Oct 2015 to 30 Sep 2018)
  • CF1 Director (AR) (20 Oct 2015 to 9 Jan 2025)
  • CF8 Apportionment and Oversight (20 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Feb 2010 to 1 Nov 2010)
  • CF10 Compliance Oversight (17 Feb 2010 to 1 Nov 2010)
  • CF30 Customer (1 Nov 2007 to 9 Jan 2025)
  • CF1 Director (6 Oct 2006 to 2 Jan 2013)
  • CF24 Pension Transfer Specialist (22 Dec 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
• Richard David Huw Watkins

  IRN RXW00016

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
• Richard Fremantle

  IRN RWF00015

  • CF30 Customer (26 Nov 2010 to 29 Apr 2013)
• Richard Henry George Banner

  IRN RHB01081

  • CF30 Customer (23 May 2011 to 7 Aug 2011)

• Culver Finance Limited (no longer appointed)

  FRN 828718 · Appointed 14 Dec 2018 · Until 23 Mar 2020

• North Row Capital LLP (no longer appointed)

  FRN 803787 · Appointed 9 Mar 2018 · Until 4 May 2018

• Ince Gordon Dadds Corporate Finance Limited (no longer appointed)

  FRN 771538 · Appointed 13 Feb 2017 · Until 22 Jan 2018

• James Stocks & Co (no longer appointed)

  FRN 692809 · Appointed 8 May 2015 · Until 1 Sep 2016

• IGD International LLP (no longer appointed)

  FRN 604592 · Appointed 17 Jul 2013 · Until 11 Oct 2017

• Hanover Financial Management Limited (no longer appointed)

  FRN 603811 · Appointed 5 Jul 2013 · Until 12 Jul 2023

• Culver Financial Advice Service Limited (no longer appointed)

  FRN 556589 · Appointed 20 Jul 2011 · Until 14 Feb 2013

• Culver Employee Benefit Consultants Limited (no longer appointed)

  FRN 556332 · Appointed 18 Jul 2011 · Until 12 Mar 2015

• Regent Wealth Management Ltd (no longer appointed)

  FRN 533550 · Appointed 14 Oct 2010 · Until 12 Feb 2013

• Culver Financial Consultancy Limited (no longer appointed)

  FRN 530668 · Appointed 26 Aug 2010 · Until 27 Jun 2013

No changes recorded yet.