Crowe Financial Planning UK Limited

• Principal Place of Business

  5th Floor

  R Plus

  2 Blagrave Street

  Reading

  Reading

  RG1 1AZ

  UNITED KINGDOM

  Phone

  +4401189597222

  Web

  https://www.crowe.com/uk/crowefinancialplanning

• Complaints Contact

  Jarvis House

  4 Mount Ephraim Road

  Tunbridge Wells

  Kent

  TN1 1EE

  UNITED KINGDOM

  Phone

  +4401892700200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Addison Vail

  IRN MAV00011

  • CF30 Customer (6 Dec 2010 to 16 May 2011)
• Mark Ian John Stemp

  IRN MIS01041

  • CF30 Customer (7 Apr 2014 to 27 Jun 2016)
• Michael John Broom

  IRN MJB00226

  • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 31 Oct 2002)
• Michael Stephen Alford

  IRN MSA01044

  • CF30 Customer (22 Sep 2015 to 11 May 2018)
• Miles Alan Clarke

  IRN MAC01235

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Jan 2008 to 8 Dec 2019)
• Nasiba Alim Vaiya

  IRN NBS01028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 14 Feb 2022)
  • [FCA CF] Client dealing (since 14 Feb 2022)
• Neli Vasileva Hogan

  IRN NVH00004

  • CF30 Customer (20 Nov 2017 to 13 Jul 2018)
• Nicholas James Edward Fredrick Emmerson

  IRN NJE01046

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 30 Jul 2007)
• Nigel David Bostock

  IRN NDB01074

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 May 2013 to 8 Dec 2019)
• Peter Frederick Fairchild

  IRN PXF00283

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2025)

No changes recorded yet.