Mark Addison Vail

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rock Wealth LLP (no longer approved here)
FRN 610181
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
- SMF27 Partner (9 Dec 2019 to 25 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2024)
- CF11 Money Laundering Reporting (30 Sep 2019 to 8 Dec 2019)
- CF4 Partner (24 Feb 2016 to 8 Dec 2019)
- CF30 Customer (1 Feb 2016 to 8 Dec 2019)
Progressive Strategic Solutions LLP (no longer approved here)
FRN 460655
- CF4 Partner (23 May 2011 to 4 Feb 2016)
- CF30 Customer (23 May 2011 to 4 Feb 2016)
Crowe Financial Planning UK Limited (no longer approved here)
FRN 185323
- CF30 Customer (6 Dec 2010 to 16 May 2011)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.