Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 May 2021)
    • [FCA CF] Client dealing (since 17 May 2021)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF30 Customer (20 Nov 2017 to 13 Jul 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (19 Sep 2013 to 30 Sep 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Dec 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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