Nasiba Alim Vaiya

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crowe Financial Planning UK Limited

    FRN 185323

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2022)
    • [FCA CF] Client dealing (since 14 Feb 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (12 May 2021 to 11 Feb 2022)
    • [FCA CF] Client dealing (12 May 2021 to 11 Feb 2022)
    • CF30 Customer (20 Dec 2016 to 8 Dec 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (15 Sep 2015 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Jul 2013 to 12 Jun 2015)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (10)Employed By (9 Jul 2013 to 12 Jun 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (4 Jan 2011 to 29 Jul 2013)
  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • CF30 Customer (15 Jun 2009 to 9 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.