Cresswell Cadenhead & Co Limited

Date authorised
1 April 2013
Companies House
04160982
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Granary
    234 High Street
    Berkhamsted
    Hertfordshire
    HP4 1AG
    UNITED KINGDOM
    Phone
    +441442878032
    Web
    https://www.cc-wm.co.uk

  • Complaints Contact

    The Granary
    234 High Street
    Berkhamsted
    Herts
    HP4 1AG
    UNITED KINGDOM
    Phone
    +441442878032

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Professional, Personal pension scheme, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Certificates representing certain security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Belinda Ann Cadenhead

    IRN BXC01189

    • (24)SMF3 Executive Director (since 9 Dec 2019)
    • (10)CF1 Director (15 Jun 2010 to 8 Dec 2019)
  • Heather Clare Murray

    IRN HXM00096

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (3)[FCA CF] Client dealing (since 2 Mar 2020)
    • (4)[FCA CF] Functions requiring qualifications (since 2 Mar 2020)
  • Joanne Mary Cresswell

    IRN JMC01217

    • (25)SMF3 Executive Director (since 9 Dec 2019)
    • (11)CF1 Director (15 Jun 2010 to 8 Dec 2019)
  • Michael Richard Cresswell

    IRN MRC00019

    • (5)11. Pension transfer specialist
    • (6)9A. Advising on P2P agreements
    • (7)7. Giving personal recommendations on long-term care insurance contracts
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (13)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (14)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (8)CF11 Money Laundering Reporting (15 Jun 2010 to 8 Dec 2019)
    • (7)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
    • (9)CF1 Director (15 Jun 2010 to 8 Dec 2019)
  • Peter James Cadenhead

    IRN PJC00070

    • (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (15)9A. Advising on P2P agreements
    • (17)4. Giving personal recommendations on retail investment products which are not broker funds
    • (20)SMF3 Executive Director (since 9 Dec 2019)
    • (22)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (23)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (19)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (21)[FCA CF] Client dealing (since 9 Dec 2019)
    • (18)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (3)Responsible for Insurance Mediation (15 Jun 2010 to 30 Sep 2018)
    • (4)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
    • (5)CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)
    • (6)CF1 Director (15 Jun 2010 to 8 Dec 2019)
  • Sharon Dawn Cater

    IRN SXC00079

    • (2)[FCA CF] Functions requiring qualifications (2 Mar 2020 to 30 Jun 2022)
    • (1)[FCA CF] Client dealing (2 Mar 2020 to 30 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (25)SMF3 Executive Director

  2. controlled function added: (24)SMF3 Executive Director

  3. controlled function added: (23)[FCA CF] Functions requiring qualifications

  4. controlled function added: (22)[FCA CF] Manager of certification employee

  5. controlled function added: (21)[FCA CF] Client dealing

  6. controlled function added: (20)SMF3 Executive Director

  7. controlled function added: (19)SMF16 Compliance Oversight

  8. controlled function added: (18)Responsible for Insurance Distribution

  9. controlled function added: (17)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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