Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
- [FCA CF] Client dealing (since 3 Nov 2025)
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Cresswell Cadenhead & Co Limited
FRN 516653
- (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (17)4. Giving personal recommendations on retail investment products which are not broker funds
- (15)9A. Advising on P2P agreements
- (19)SMF16 Compliance Oversight (since 9 Dec 2019)
- (20)SMF3 Executive Director (since 9 Dec 2019)
- (21)[FCA CF] Client dealing (since 9 Dec 2019)
- (22)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (23)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (18)Responsible for Insurance Distribution (since 1 Oct 2018)
- (6)CF1 Director (15 Jun 2010 to 8 Dec 2019)
- (3)Responsible for Insurance Mediation (15 Jun 2010 to 30 Sep 2018)
- (4)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
- (5)CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: 9A. Advising on P2P agreements at Cresswell Cadenhead & Co Limited
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controlled function removed: SMF16 Compliance Oversight at Cresswell Cadenhead & Co Limited
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controlled function removed: [FCA CF] Client dealing at Cresswell Cadenhead & Co Limited
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controlled function removed: [FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited
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controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited
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controlled function removed: [FCA CF] Manager of certification employee at Cresswell Cadenhead & Co Limited
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controlled function removed: Responsible for Insurance Distribution at Cresswell Cadenhead & Co Limited
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controlled function removed: SMF3 Executive Director at Cresswell Cadenhead & Co Limited
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited
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controlled function added: (3)Responsible for Insurance Mediation at Cresswell Cadenhead & Co Limited