Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (17)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)9A. Advising on P2P agreements
    • (19)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (20)SMF3 Executive Director (since 9 Dec 2019)
    • (21)[FCA CF] Client dealing (since 9 Dec 2019)
    • (22)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (23)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (18)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (6)CF1 Director (15 Jun 2010 to 8 Dec 2019)
    • (3)Responsible for Insurance Mediation (15 Jun 2010 to 30 Sep 2018)
    • (4)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
    • (5)CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 9A. Advising on P2P agreements at Cresswell Cadenhead & Co Limited

  2. controlled function removed: SMF16 Compliance Oversight at Cresswell Cadenhead & Co Limited

  3. controlled function removed: [FCA CF] Client dealing at Cresswell Cadenhead & Co Limited

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited

  5. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited

  6. controlled function removed: [FCA CF] Manager of certification employee at Cresswell Cadenhead & Co Limited

  7. controlled function removed: Responsible for Insurance Distribution at Cresswell Cadenhead & Co Limited

  8. controlled function removed: SMF3 Executive Director at Cresswell Cadenhead & Co Limited

  9. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited

  10. controlled function added: (3)Responsible for Insurance Mediation at Cresswell Cadenhead & Co Limited