Sharon Dawn Cater

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cresswell Cadenhead & Co Limited (no longer approved here)

    FRN 516653

    • (1)[FCA CF] Client dealing (2 Mar 2020 to 30 Jun 2022)
    • (2)[FCA CF] Functions requiring qualifications (2 Mar 2020 to 30 Jun 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)[FCA CF] Client dealing at Cresswell Cadenhead & Co Limited

  2. controlled function added: (2)[FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited