Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • (6)9A. Advising on P2P agreements
    • (7)7. Giving personal recommendations on long-term care insurance contracts
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (5)11. Pension transfer specialist
    • (14)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (13)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (8)CF11 Money Laundering Reporting (15 Jun 2010 to 8 Dec 2019)
    • (7)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
    • (9)CF1 Director (15 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 9A. Advising on P2P agreements at Cresswell Cadenhead & Co Limited

  2. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Cresswell Cadenhead & Co Limited

  3. controlled function removed: [FCA CF] Manager of certification employee at Cresswell Cadenhead & Co Limited

  4. controlled function removed: 11. Pension transfer specialist at Cresswell Cadenhead & Co Limited

  5. controlled function removed: 7. Giving personal recommendations on long-term care insurance contracts at Cresswell Cadenhead & Co Limited

  6. controlled function removed: [FCA CF] Client dealing at Cresswell Cadenhead & Co Limited

  7. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited

  8. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited

  9. controlled function removed: [FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited

  10. controlled function removed: SMF3 Executive Director at Cresswell Cadenhead & Co Limited