Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
- [FCA CF] Client dealing (since 3 Nov 2025)
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Cresswell Cadenhead & Co Limited
FRN 516653
- (6)9A. Advising on P2P agreements
- (7)7. Giving personal recommendations on long-term care insurance contracts
- (9)4. Giving personal recommendations on retail investment products which are not broker funds
- (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (5)11. Pension transfer specialist
- (14)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (10)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- (11)SMF3 Executive Director (since 9 Dec 2019)
- (12)[FCA CF] Client dealing (since 9 Dec 2019)
- (13)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (8)CF11 Money Laundering Reporting (15 Jun 2010 to 8 Dec 2019)
- (7)CF30 Customer (15 Jun 2010 to 8 Dec 2019)
- (9)CF1 Director (15 Jun 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)CF30 Customer at Cresswell Cadenhead & Co Limited
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controlled function added: (8)CF11 Money Laundering Reporting at Cresswell Cadenhead & Co Limited
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controlled function added: (9)CF1 Director at Cresswell Cadenhead & Co Limited
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controlled function added: (5)11. Pension transfer specialist at Cresswell Cadenhead & Co Limited
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controlled function added: (6)9A. Advising on P2P agreements at Cresswell Cadenhead & Co Limited
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controlled function added: (7)7. Giving personal recommendations on long-term care insurance contracts at Cresswell Cadenhead & Co Limited
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controlled function added: (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited
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controlled function added: (9)4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited
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controlled function added: (10)SMF17 Money Laundering Reporting Officer (MLRO) at Cresswell Cadenhead & Co Limited
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controlled function added: (11)SMF3 Executive Director at Cresswell Cadenhead & Co Limited