Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fairstone Wealth Management Limited
FRN 188596
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
- [FCA CF] Client dealing (since 3 Nov 2025)
-
Cresswell Cadenhead & Co Limited
FRN 516653
- (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (2)4. Giving personal recommendations on retail investment products which are not broker funds
- (3)[FCA CF] Client dealing (since 2 Mar 2020)
- (4)[FCA CF] Functions requiring qualifications (since 2 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: [FCA CF] Client dealing at Cresswell Cadenhead & Co Limited
-
controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited
-
controlled function removed: [FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited
-
controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited
-
controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Cresswell Cadenhead & Co Limited
-
controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at Cresswell Cadenhead & Co Limited
-
controlled function added: (3)[FCA CF] Client dealing at Cresswell Cadenhead & Co Limited
-
controlled function added: (4)[FCA CF] Functions requiring qualifications at Cresswell Cadenhead & Co Limited