Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paul Richard Fairfoull

  IRN PRF01067

  • CF30 Customer (13 Mar 2015 to 6 Mar 2016)
• Paul Spencer Lloyd

  IRN PSL01033

  • CF11 Money Laundering Reporting (23 Oct 2012 to 31 Dec 2015)
• Paul Stefan Zoltowski

  IRN PSZ01004

  • CF30 Customer (1 Nov 2007 to 15 Dec 2011)
  • CF21 Investment Adviser (5 Feb 2002 to 31 Oct 2007)
  • CF27 Investment Management (5 Feb 2002 to 7 Jan 2004)
• Paul Steven Linter

  IRN PSL01017

  • [FCA CF] Client dealing (1 Oct 2018 to 29 Nov 2019)
  • [FCA CF] Functions requiring qualifications (1 Oct 2018 to 29 Nov 2019)
• Paul Whelan

  IRN PXW00077

  • [FCA CF] Functions requiring qualifications (25 Jun 2018 to 2 Jun 2022)
  • [FCA CF] Client dealing (25 Jun 2018 to 2 Jun 2022)
• Pedro Feijao

  IRN PXB01980

  • CF30 Customer (2 Dec 2013 to 27 Jan 2015)
• Pedro Luis Cruz De Carvalho Sampaio

  IRN PLS01059

  • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
  • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)
• Per Sixten Mattias Eriksson

  IRN PSE01012

  • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Peter Alan Carew

  IRN PAC01100

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
• Peter Andreas Stillborg

  IRN PAS01295

  • CF30 Customer (24 Aug 2010 to 28 Apr 2011)

No changes recorded yet.