Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Nov 2024 to 23 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (21 Oct 2024 to 23 Jan 2026)
  • Wealth & Finance Matters Limited (no longer approved here)

    FRN 756260

    • Employed By (19 Nov 2024 to 23 Jan 2026)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (1 Oct 2018 to 29 Nov 2019)
    • [FCA CF] Functions requiring qualifications (1 Oct 2018 to 29 Nov 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2004 to 10 May 2005)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.