Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 7 Sep 2018)
- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 24 Dec 2024)
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HSBC UK Bank Plc
FRN 765112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 24 Dec 2024)
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- CF30 Customer (13 Mar 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.