Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 7 Sep 2018)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 24 Dec 2024)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 24 Dec 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (13 Mar 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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